Soil Water Regime

Last updated: July 25, 2026 Русский Español

Water is one of the key factors in soil formation and the most important condition for the existence of terrestrial ecosystems. As G. N. Vysotsky figuratively noted, the significance of water in soil is comparable to the role of blood in living organisms. Water in soil performs many functions: it participates in the weathering of minerals and soil formation, determines the intensity of biological processes, serves as a medium for the movement of nutrients, and, most importantly for agronomy, is the primary and often the only source of moisture for plants (Mukha et al., 2003).

In this lecture, we will sequentially examine: how water enters the soil, how it moves and is retained within it, how it leaves the soil, and how the water regime is formed — the totality of all these processes in time and space.

Key question of the lecture: how does water come, move, be retained, and leave the soil?

1. Water Balance

1.1. Definition and Essence of Water Balance

When beginning to study the water regime, it is first necessary to distinguish between two fundamental concepts:

  • Water balance is the quantitative expression of water input and output in the soil over a specific period (White, 2006; Mukha et al., 2003). This answers the question "How much water came in and how much went out?".
  • Water regime is the totality of processes of water input, movement, retention, and expenditure in the soil (Mukha et al., 2003). This answers the question "How does water behave in the soil?" — at what speed does it move, where is it retained, what forces act upon it.

The water balance is described by an equation based on the law of conservation of mass. In its most general form for the soil profile, it looks as follows (Mukha et al., 2003; Weil & Brady, 2017):

$$W_0 + P + I + G + C + R_{in} = ET + R_{out} + D + W_1$$

where:

  • W0 — initial water storage in the soil;
  • P — atmospheric precipitation;
  • I — irrigation water;
  • G — water input from groundwater (capillary rise);
  • C — condensation of water vapor in the soil;
  • Rin — surface and lateral subsurface inflow;
  • ET — total evapotranspiration (physical evaporation from the soil surface + plant transpiration);
  • Rout — surface runoff;
  • D — deep percolation (infiltration beyond the root zone);
  • W1 — final water storage in the soil.

In a simplified form for crop production needs and without considering groundwater contribution, the water balance equation is often written as (Weil & Brady, 2017):

$$P = ET + R_{out} + D + \Delta W$$

where ΔW is the change in soil water storage over the period under consideration.

1.2. Components of the Input Part of the Balance

Atmospheric precipitation (P) — the main source of water input to the soil in most natural zones. However, not all water that falls with rain or snow reaches the soil surface. A significant part is intercepted by the vegetation cover (drip, stemflow) and returns to the atmosphere through evaporation. In forest ecosystems, interception can range from 10 to 40% or more of the total precipitation (Weil & Brady, 2017).

Irrigation (I) — artificial replenishment of water reserves, playing a critical role in arid regions. When calculating the water balance, it is important to consider not only the amount of water applied but also its distribution and losses due to evaporation during irrigation.

Capillary rise from groundwater (G) — the process by which water rises through capillary pores from the groundwater table to the root zone. This source is particularly significant in soils with a shallow water table. The height of capillary rise depends on the texture: in sands, it does not exceed 0.5–0.8 m; in loams, it can reach 3–6 m (Mukha et al., 2003).

Condensation of water vapor (C) — the process of water vapor transitioning from the soil air into the liquid phase. It is especially important under conditions of sharp daily temperature fluctuations, characteristic of desert and semi-desert landscapes (White, 2006).

1.3. Components of the Output Part of the Balance

Evapotranspiration (ET) — total water loss, consisting of two processes:

  • Physical evaporation (E) — the transition of water from liquid to vapor state from the soil surface;
  • Transpiration (T) — the evaporation of water by plants through the stomatal apparatus of leaves.

For most agricultural crops, transpiration constitutes the major portion of water expenditure. It is important to understand that the intensity of transpiration is regulated not only by soil moisture availability but also by plant physiological mechanisms (stomatal closure under water stress) (Weil & Brady, 2017).

Surface runoff (R_out) — water that did not have time to infiltrate into the soil and flowed over the surface. Two mechanisms of runoff formation are distinguished (White, 2006):

  • Infiltration excess — occurs when the rainfall intensity exceeds the soil's infiltration rate;
  • Saturation excess — occurs when the soil is completely saturated with water and cannot accept new portions of moisture.

Deep percolation (D) — water that has moved beyond the root zone, into deep horizons, and replenished groundwater reserves. In some contexts, this process is called percolation or drainage losses (Weil & Brady, 2017; White, 2006).

1.4. Soil Water Storage and Its Quantitative Assessment

For agronomic practice, two indicators characterizing the amount of water in the soil are most important:

Total water storage (TWS) — the total amount of water in the entire soil profile. It is calculated by summing the water storage by genetic horizons (Mukha et al., 2003):

$$TWS = \sum_{i=1}^{n} (W_i \cdot \rho_{bi} \cdot h_i)$$

where:

  • Wi — horizon moisture content (in % of dry soil mass);
  • ρbi — horizon bulk density;
  • hi — horizon thickness.

Productive (available) water storage (PWS) — the amount of water available to plants. It is defined as the difference between the total water storage and the storage of unavailable (dead) moisture — water retained by the soil with a force exceeding the root's suction force (permanent wilting point moisture) (Mukha et al., 2003):

$$\text{PWS} = \text{TWS} - \text{UWS}$$

where UWS is the unavailable water storage (at wilting point moisture).

In agronomic practice, productive moisture reserves are assessed using the following scale (for the 0–100 cm layer) (Mukha et al., 2003):

Moisture storage, mm Assessment
> 160 Very good
160–130 Good
130–90 Satisfactory
90–60 Poor
< 60 Very poor

1.5. Factors Affecting the Water Balance

The soil water balance is determined by the interaction of three groups of factors:

1. Climatic conditions — amount and distribution of precipitation, air temperature, wind speed, relative humidity. These parameters determine the potential evaporation rate (evaporativity) (White, 2006; Weil & Brady, 2017).

2. Soil properties — texture and mineralogical composition, bulk density, structure, organic matter content. These determine the water-holding capacity, permeability, and hydraulic conductivity of the soil.

3. Vegetation cover and anthropogenic impact — vegetation type, root system depth, irrigation, drainage, agronomic practices.

2. Soil Water Regime

2.1. Definition and Distinction from Water Balance

If the water balance is a quantitative characteristic describing the ratio of water input and output in the soil over a specific period (how much water came in and how much went out), then the water regime is a qualitative-dynamic characteristic reflecting the totality of processes of water input, movement, retention, and expenditure in the soil, occurring over time (Mukha et al., 2003).

Thus, the water regime answers the question "how does water behave in the soil?" — at what speed does it move, in what forms is it retained, in what direction does it move, how does its state change during the day, season, or year.

The water regime includes four main processes (Mukha et al., 2003; Weil & Brady, 2017):

1. Input — how water enters the soil (infiltration of rainfall and irrigation water, capillary rise from groundwater, condensation of water vapor);

2. Movement — how water moves within the soil profile (downward and upward flows, lateral movement);

3. Retention — how and in what forms water is held in the soil (sorptive, capillary, and gravitational forces);

4. Losses — how water leaves the soil (physical evaporation, plant transpiration, surface runoff, deep percolation).

The water regime is the integral result of the interaction of climatic conditions, soil properties (texture, density, structure, organic matter content), topography, and vegetation cover (White, 2006). Therefore, the water regime of a particular soil is variable over time: it depends on the season, weather conditions, plant development phase, and the nature of anthropogenic impact.

2.2. Forms of Water in Soil: The Basis for Understanding the Water Regime

For proper management of the water regime, it is necessary to know in what forms water can exist in the soil and how these forms differ in mobility and availability to plants. Water in the soil is retained by forces of different natures — sorptive (attraction to the surface of solid particles), capillary (meniscus forces), and gravitational (gravity) (Mukha et al., 2003; Weil & Brady, 2017).

Chemically Bound Water

Part of the crystal lattice of minerals (constitutional water in the form of OH⁻ hydroxyl groups in clay minerals, crystallization water in gypsum CaSO4·2H2O, etc.). Immobile, insoluble, unavailable to plants. When heated above 105 °C, it can be removed, leading to irreversible mineral transformation (Mukha et al., 2003).

Solid Water (Ice)

Forms when the soil freezes during the autumn-winter period (seasonal frost) or is preserved at depth in permafrost regions. Unavailable to plants, but serves as a potential source of liquid and vapor moisture upon thawing. Plays an important role in forming the spring moisture reserve for winter and early spring crops (Mukha et al., 2003). When soil freezes, a vacuum is created, enhancing the upward pull of moisture from lower horizons, which contributes to replenishing moisture reserves.

Water Vapor

Present in the soil air, often in a state close to saturation (relative humidity in pores can reach 98–100%). Moves from areas with higher water vapor pressure to areas with lower pressure, as well as with airflow. Water vapor plays almost no role in supplying plants with water; however, upon condensation (especially under conditions of daily temperature fluctuations), it can transition to the liquid phase and replenish moisture reserves in the upper layers (White, 2006; Weil & Brady, 2017).

Physically Bound Water

Held on the surface of solid particles by sorptive forces. Divided into two sub-forms.

Hygroscopic water (tightly bound) — formed by the sorption of water molecules from water vapor onto the surface of colloidal particles. Covers particles with a very thin film of 1–3 molecular layers, which are in a strictly oriented position (water dipoles). Has anomalous properties: density 1.5–1.8 g/cm³, freezes at –78 °C, does not dissolve substances, unavailable to plants. The amount of hygroscopic water depends on the content and quality of colloids (clay minerals, organic matter). Maximum hygroscopicity (MH) — the greatest amount of hygroscopic water that the soil can absorb from air practically saturated with water vapor (Mukha et al., 2003; Weil & Brady, 2017).

Film (loosely bound) water — formed by additional sorption of water molecules from the liquid phase. It is a film several tens of molecular layers thick. Mobility is very low (moves from particles with a thicker film to particles with a thinner one), poorly available to plants. The maximum amount of film water retained by molecular attraction forces is called the maximum molecular water capacity (MMWC) (Mukha et al., 2003).

Free Water

Not bound by sorptive forces and moves under the influence of capillary or gravitational forces.

Capillary water — located in capillary pores (diameter 0.1–0.003 mm), retained by meniscus forces. This is the main form of moisture available to plants. Capillary water can dissolve substances and move in any direction — downward, upward, and horizontally. The following are distinguished (Mukha et al., 2003):

  • Capillary-suspended water — formed when the soil is moistened from the surface (rain, irrigation) and held above a dry layer;
  • Capillary-supported water — rises from the groundwater table through capillaries.

Gravitational water — fills large pores (> 0.1 mm) and moves under the influence of gravity. Available to plants, but excessive — its presence leads to air displacement from pores and the creation of anaerobic conditions. It forms a temporary reserve, quickly draining downward (White, 2006).

2.3. Soil Hydrological Constants and Their Significance

Soil hydrological constants are soil moisture values corresponding to a specific energy state of the water. They serve as boundaries between different forms of moisture and allow the assessment of water availability to plants (Mukha et al., 2003; Weil & Brady, 2017).

Constant Designation Essence pF Plant Availability
Maximum hygroscopic capacity MH Amount of water absorbed by soil from air saturated with water vapor ~4.5 Unavailable
Maximum adsorption capacity MAC Maximum amount of tightly bound (hygroscopic + part of film) water ~4.5–5 Unavailable
Permanent wilting point PWP Moisture content at which plants lose turgor and cannot recover it 4.2 (≈ –1500 kPa) Practically unavailable
Capillary break moisture CBM Moisture at which the continuous capillary network is interrupted ~3.0 Difficult to access
Field capacity FC Moisture content after gravitational water has drained (1–3 days after heavy wetting) 2.0–2.7 (light soils) / 2.5–3.0 (heavy soils) Well available

pF — the decimal logarithm of the negative pressure of soil moisture, expressed in centimeters of water column (Mukha et al., 2003). The pF scale allows the comparison of the energy state of water in different soils, regardless of their texture. The higher the pF, the more strongly the water is bound to the soil.

Practical significance of these constants: water located between field capacity (FC) and the permanent wilting point (PWP) constitutes productive moisture — the main reserve for plant water supply. Water content above FC is gravitational (excess) moisture; below PWP is unavailable (dead) moisture.

It is important to emphasize that the wilting point depends not only on soil properties but also on plant species. Different crops have different root suction forces, so the lower limit of available moisture for them varies (Mukha et al., 2003):

Crop Wilting point (relative to MH)
Grapevine, sorghum ≈ 1.0 MH
Sudan grass, alfalfa, apple ≈ 1.5 MH
Wheat, barley, millet ≈ 2.0 MH
Corn, sunflower, potato ≈ 2.5 MH

2.4. Availability of Moisture to Plants Depending on the Form of Water

The relationship between water forms, their availability to plants, and their modes of movement in the soil can be presented in the following table (Mukha et al., 2003):

Moisture range Water form Availability Movement mode pF
From full saturation to FC Gravitational and capillary-gravitational Easily available, but excessive (air deficiency) In liquid form under gravity 0–2
From FC to CBM Capillary Easily available Through capillaries and films 2–3
From CBM to PWP Film Difficult to access Along films around particles 3–4.2
From PWP to MAC Film-hygroscopic Unavailable As vapor 4.2–5
Below MAC Hygroscopic and chemically bound Unavailable Practically immobile > 5

The optimal moisture range for most agricultural crops lies between the capillary break moisture and field capacity (Mukha et al., 2003). However, the ecological moisture optimum varies among crops: for example, for rice and moisture-loving grasses, it is shifted towards higher values; for drought-resistant plants, towards lower values.

2.5. Regulation of the Water Regime

Managing the water regime includes a set of measures aimed at creating optimal conditions for plant water supply with minimal unproductive water losses. Depending on the climatic zone, the regulation tasks differ (Mukha et al., 2003; Weil & Brady, 2017).

In zones of insufficient and unstable moisture (steppes, dry steppes, semi-deserts), the main techniques are aimed at:

  • Moisture accumulation: snow retention, retention of meltwater (furrowing, slitting, cross-slope tillage);
  • Moisture conservation: surface loosening (harrowing) to break capillaries, mulching, creating shelterbelts;
  • Additional moistening: irrigation, considering the soil's physical properties and the biological characteristics of the crops.

In zones of excessive moisture (forest, forest-steppe zones with a shallow water table), the main techniques are aimed at:

  • Removal of excess moisture: open or closed drainage, ridge cultivation, leveling micro- and meso-depressions;
  • Creating a regulated water regime: using drainage systems capable of supplying water through drains during dry periods (dual-purpose drainage).

On irrigated lands, regulating the water regime requires the mandatory combination of irrigation with drainage — otherwise, secondary salinization and waterlogging are inevitable. Modern drip irrigation systems allow moisture to be maintained within the optimal range, using water economically and without creating a risk of over-wetting (Weil & Brady, 2017).

Thus, knowledge of the patterns of the water regime and its quantitative characteristics is a necessary condition for the development of scientifically based farming systems, land reclamation, and soil resource protection.

3. Infiltration

3.1. Definition and Essence of the Process

Infiltration is the process of water entering the soil through its surface (Weil & Brady, 2017; White, 2006). Infiltration begins when water — rainwater, meltwater, or irrigation water — comes into contact with the soil surface and continues as long as there is a supply of water to the surface and the soil can accept it.

Infiltration is a key process determining how much of the atmospheric precipitation or irrigation water will replenish soil moisture reserves and how much will contribute to surface runoff. Therefore, infiltration is the first link in the chain of plant water supply and the first barrier against possible water erosion (Weil & Brady, 2017; Shukla, 2023).

In the context of our key question — how water comes, moves, is retained, and leaves the soil — infiltration represents the process of water input into the soil.

3.2. Mechanism of Infiltration. Driving Forces

Water penetrates the soil under the influence of two main forces:

1. Gravitational force — gravity, tending to move water downward. The gravitational component becomes dominant as the wetting front advances deeper and the matric potential gradient decreases (White, 2006).

2. Capillary (matric) force — arises from the difference in water potential between dry and wet soil. The matric potential of dry soil is significantly lower (more negative) than that of wet soil, creating a powerful gradient that "pulls" water into the pore space (Weil & Brady, 2017; Marshall et al., 1996).

It is the matric component that explains the high initial infiltration rate into dry soil: water is literally "sucked" into the empty pores by capillary forces. As the upper horizons become saturated, the matric gradient decreases, and gravity begins to play the leading role.

It is important to understand that infiltration is a non-steady-state process. The infiltration rate is not constant but continuously changes over time, decreasing as the soil wets (Marshall et al., 1996; Weil & Brady, 2017).

3.3. Infiltration Rate and Factors Determining It

Infiltration rate (infiltrability) is the volume of water passing through a unit area of soil surface per unit time. Usually expressed in mm/h or cm/day (Weil & Brady, 2017).

A characteristic feature of infiltration is its exponential decrease with time. At the initial moment, when the soil is dry, the rate is maximal. Then, as pores fill with water and the matric gradient decreases, the rate drops sharply, tending towards a constant value — the steady-state infiltration rate. This steady-state rate is close to the saturated hydraulic conductivity of the soil (White, 2006; Weil & Brady, 2017).

Factors determining the infiltration rate:

1. Soil texture. Larger particles create larger pores through which water passes with less resistance. Therefore, sandy soils have high initial and steady-state infiltration. Clay soils, on the other hand, are characterized by low permeability, especially when clay minerals swell. However, in a dry state, clay soils with a developed network of cracks can have a very high initial infiltration rate (Weil & Brady, 2017).

2. Structural condition. Aggregated, well-structured soils have higher permeability due to a system of macropores — inter- and intra-aggregate voids, root and worm channels. Destruction of structure (e.g., by plowing, compaction) sharply reduces infiltration (Weil & Brady, 2017).

3. Initial moisture content. The drier the soil, the greater the matric gradient and the higher the initial infiltration rate. Wet soil absorbs water more slowly (Marshall et al., 1996).

4. Soil crust. The formation of a compacted surface layer under the impact of raindrops, which destroy aggregates and clog pores with fine material, can sharply reduce the infiltration rate. A crust promotes the conversion of water to surface runoff even at moderate rainfall intensities (Weil & Brady, 2017).

5. Vegetation cover and plant residues. Plant roots create additional macropores, improve structure, and protect the surface from the destructive action of raindrops. Forest litter and mulch slow down surface runoff, increasing the contact time of water with the soil and, consequently, infiltration (Weil & Brady, 2017).

6. Presence of restrictive layers in the profile. If a dense horizon (fragipan, illuvial horizon, plow pan) is located at a shallow depth, infiltration may slow down or completely stop after the saturation of the overlying layer (Weil & Brady, 2017).

3.4. Darcy's Law as the Basis for Describing Infiltration

For the quantitative description of water movement in saturated and unsaturated soils, Darcy's law is used, formulated by the French engineer Henry Darcy in 1856 (Weil & Brady, 2017; White, 2006; Radcliffe & Šimůnek, 2012):

$$J_w = -K \cdot \frac{dH}{dz}$$

where:

  • Jwwater flux density (volume of water passing through a unit area per unit time), m³/(m²·s) or m/s;
  • Ksoil hydraulic conductivity, characterizing the soil's ability to transmit water, m/s;
  • dH/dzhydraulic head gradient (change in head per unit length in the direction of flow).

The minus sign indicates that water moves in the direction of decreasing head — from higher to lower potential (White, 2006).

In unsaturated soil conditions (and infiltration into dry soil is precisely an unsaturated flow), hydraulic conductivity K is not a constant but depends on moisture content (or matric potential). As the soil wets, K increases, approaching the saturated hydraulic conductivity Ksat (Radcliffe & Šimůnek, 2012; Weil & Brady, 2017).

For unsaturated flow, Darcy's law is written as (Radcliffe & Šimůnek, 2012; White, 2006):

$$J_w = -K(\theta) \cdot \frac{dH}{dz}$$

where K(θ) is hydraulic conductivity as a function of moisture content θ.

The hydraulic head H in Darcy's law consists of two components (White, 2006; Weil & Brady, 2017):

$$H = h + z$$

where:

  • hmatric (capillary) head, related to the forces of attraction of water to the solid phase (negative in unsaturated soil);
  • zgravitational head, determined by the elevation of the point relative to a reference level.

Thus, the head gradient can be represented as:

$$\frac{dH}{dz} = \frac{dh}{dz} + 1$$

Substituting into Darcy's law, for unsaturated vertical flow we get:

$$J_w = -K(\theta) \cdot \left(\frac{dh}{dz} + 1\right)$$

In the initial period of infiltration, when the matric head gradient dh/dz is large, it contributes the main part of the driving force. As the profile wets, dh/dz decreases, and the gravitational component begins to dominate (White, 2006; Marshall et al., 1996).

3.5. The Green-Ampt Model

One of the classic approaches to describing infiltration is the model proposed by Green and Ampt (Green & Ampt, 1911), which is based on the concept of a sharp, piston-type wetting front (Weil & Brady, 2017; Marshall et al., 1996; Radcliffe & Šimůnek, 2012).

The main assumptions of the Green-Ampt model are:

1. The wetting front is a sharp boundary between wet and dry soil;

2. Behind the front, the moisture content is constant and close to saturation;

3. The matric potential at the wetting front is constant.

The Green-Ampt equation for the infiltration rate (Weil & Brady, 2017; Marshall et al., 1996):

$$i(t) = K_0 \cdot \left(1 + \frac{(h_0 - \psi_f) \cdot \Delta \theta}{I(t)}\right)$$

where:

  • i(t) — infiltration rate at time t;
  • K0 — hydraulic conductivity of the soil behind the wetting front (close to K_{sat});
  • h0 — depth of ponded water on the surface (during irrigation or flooding);
  • ψf — matric potential at the wetting front (negative value);
  • Δθ — increase in moisture content from initial to maximum;
  • I(t) — cumulative amount of infiltrated water up to time t (cumulative infiltration).

The equation shows that when I(t) is small (initial moment), the infiltration rate is high due to the large term (h0 - ψf)·Δθ / I(t). As I(t) grows, this term decreases, and the rate approaches K0 (Weil & Brady, 2017; Marshall et al., 1996).

For cumulative infiltration I(t), the Green-Ampt equation has the form (Radcliffe & Šimůnek, 2012):

$$I(t) = K_0 \cdot t + (h_0 - \psi_f) \cdot \Delta \theta \cdot \ln\left(1 + \frac{I(t)}{(h_0 - \psi_f) \cdot \Delta \theta}\right)$$

The Green-Ampt model gives good results for coarse-textured soils and for ponded infiltration conditions. For fine-textured soils, where the wetting front is diffuse, parameter adjustment is required (Marshall et al., 1996; Radcliffe & Šimůnek, 2012).

3.6. Preferential Flow

In real field conditions, infiltration is rarely homogeneous. Preferential flow is the movement of water through individual macropores (cracks, root and worm channels, inter- and intra-aggregate voids) at a speed significantly exceeding the movement through the soil matrix (Weil & Brady, 2017; Radcliffe & Šimůnek, 2012).

Preferential flow has important consequences:

  • Water and dissolved substances can quickly reach deep horizons and groundwater, bypassing the bulk of the soil profile;
  • This accelerates the leaching of pollutants (nitrates, pesticides, pathogens) into groundwater (Weil & Brady, 2017);
  • During intense rainfall, preferential flow can contribute to the rapid saturation of deep layers and the formation of perched water tables (Radcliffe & Šimůnek, 2012).

The study of preferential flow is an important area of modern soil hydrology, especially in the context of protecting water resources from pollution (Weil & Brady, 2017).

3.7. Soil Permeability

Closely related to infiltration is the concept of soil permeability — the soil's property to transmit water through itself. Permeability is quantitatively characterized by the hydraulic conductivity (K) — the volume of water (in mm) passing through a unit area of soil per unit time at a hydraulic gradient equal to 1 (Mukha et al., 2003).

Permeability depends on the same factors as infiltration: texture, structural condition, density, presence of macropores. Permeability can vary over a very wide range — from fractions of a millimeter to several meters per day.

Gradation of permeability according to V. A. Kovda (Mukha et al., 2003):

Infiltration rate in the first hour, mm Permeability assessment
> 1000 Excessively high
1000–500 Best
500–100 Good
100–70 Satisfactory
70–30 Unsatisfactory
< 30 Very poor

Soils with excessively high permeability are unable to create sufficient moisture reserves in the root zone; water quickly moves downward. Soils with unsatisfactory and very poor permeability become waterlogged, promote surface runoff, and the development of erosion (Mukha et al., 2003).

3.8. Practical Significance of Infiltration

Infiltration is a key process determining the efficiency of using precipitation and irrigation water in agriculture. The rate and depth of infiltration affect:

  • Replenishment of soil moisture reserves — the higher the infiltration capacity, the greater the portion of precipitation and irrigation water that enters the soil rather than being lost to runoff (Weil & Brady, 2017);
  • Irrigation rates and schedules — for soils with low infiltration, frequent irrigations with small amounts are required to avoid runoff and waterlogging (Weil & Brady, 2017);
  • Risk of water erosion — surface runoff, which occurs when rainfall intensity exceeds infiltration capacity, is the main cause of soil loss (Weil & Brady, 2017; Mukha et al., 2003);
  • Feasibility of different irrigation methods — sprinkler and drip irrigation are preferred on soils with low infiltration capacity, as they do not create a layer of water on the surface and do not provoke runoff (Weil & Brady, 2017).

Thus, managing infiltration is a critical task in agronomy. Techniques that increase infiltration include: preserving and improving soil structure (applying organic fertilizers, minimum tillage, using green manures), mulching, creating shelterbelts, slitting, and other measures to retain water on the surface (Weil & Brady, 2017; Mukha et al., 2003).

4. Redistribution of Soil Moisture

4.1. Definition and Essence of the Process

After the supply of water to the soil surface ceases — the rain has stopped, irrigation is complete, snow has melted — infiltration stops; however, the water in the soil does not remain stationary. The process of redistribution begins — the movement of moisture within the soil profile from wetter zones to drier zones under the influence of potential gradients (Marshall et al., 1996; White, 2006).

Redistribution answers the question: how does water move within the soil after it has entered through the surface? Unlike infiltration, where water comes from outside, redistribution is internal movement of moisture within the soil mass.

Redistribution includes two main directions of movement (Marshall et al., 1996; Weil & Brady, 2017):

1. Downward redistribution — the continued movement of water deeper under the influence of gravity and residual matric gradients;

2. Upward redistribution — the movement of water upward under the influence of capillary forces arising from surface evaporation or the pull of moisture by plant roots.

Redistribution is a non-steady-state, decaying process over time. As moisture content in the profile equalizes, the driving forces diminish, and water movement slows, tending towards an equilibrium state (Marshall et al., 1996; Radcliffe & Šimůnek, 2012).

4.2. Dynamics of the Soil Moisture Profile After Wetting

Immediately after heavy wetting, a characteristic moisture distribution forms in the soil profile (Marshall et al., 1996; Weil & Brady, 2017):

1. Saturation zone (or near-saturation) — the upper part of the profile, where pores are maximally filled with water. Here, the matric potential is close to zero, and water is primarily in gravitational and capillary forms.

2. Transmission zone — the region with moisture content close to field capacity. In this zone, moisture is relatively constant, and water moves downward mainly under gravity with a small matric gradient. This zone essentially acts as a "conduit" for water to the wetting front (Marshall et al., 1996; Weil & Brady, 2017).

3. Wetting zone (front) — the transitional region where moisture content drops sharply from values near saturation to the initial (background) values of the dry soil. This is the wetting front — a sharp or diffuse boundary between wet and dry soil. Behind the wetting front, the matric gradient is maximal, ensuring the front's advancement (Marshall et al., 1996).

4. Initial (dry) zone — soil whose moisture content has not yet changed due to this wetting event. The matric potential here is minimal (most negative).

As redistribution proceeds, the wetting front advances deeper, and its shape becomes increasingly diffuse due to the decreasing gradient and the influence of pore space heterogeneity.

An important feature of redistribution: unlike infiltration, where the water movement rate is mainly determined by the input intensity, during redistribution, the rate is determined by the internal properties of the soil — its hydraulic conductivity and water storage capacity (Marshall et al., 1996; Radcliffe & Šimůnek, 2012).

4.3. Rate and Nature of Wetting Front Advancement

For the quantitative description of redistribution, the Richards equation Richards equation is used, which combines Darcy's law and the continuity equation (Marshall et al., 1996; White, 2006; Radcliffe & Šimůnek, 2012):

$$\frac{\partial \theta}{\partial t} = \frac{\partial}{\partial z} \left[ K(\theta) \cdot \left( \frac{\partial h}{\partial z} + 1 \right) \right]$$

where:

  • θ — volumetric soil water content;
  • t — time;
  • z — vertical coordinate (positive upward);
  • K(θ) — hydraulic conductivity as a function of moisture content;
  • h — matric head (negative in unsaturated soil).

The Richards equation describes the change in moisture content over time at each point in the profile and is the basis for numerical modeling of redistribution (Radcliffe & Šimůnek, 2012).

In a simplified form, neglecting the gravitational component (for horizontal movement), the solution to the Richards equation leads to the known dependence (Marshall et al., 1996):

$$x(t) \propto t^{1/2}$$

or explicitly for the position of the wetting front (at constant diffusivity):

$$x(t) = \sqrt{\frac{2K \cdot \Delta h \cdot t}{\Delta \theta}}$$

where x(t) is the depth of front advancement at time t, Δh is the difference in matric head between the wet and dry zones, and Δθ is the increase in moisture content.

This relationship means that over equal successive time intervals, the wetting front advances by decreasing distances: first quickly, then more and more slowly. For example, in the first 10 minutes, the front might advance 5 cm; in the next 10 minutes, another 3 cm; then 2 cm, etc. (Marshall et al., 1996; Weil & Brady, 2017). This is explained by the decrease in the matric potential gradient as the path length from the surface to the front increases.

4.4. Capillary Rise as a Special Case of Upward Redistribution

A special role in redistribution is played by capillary rise — the upward movement of water through capillary pores from the groundwater table or from a wet layer to a drier overlying horizon (Mukha et al., 2003; Weil & Brady, 2017).

Capillary rise occurs due to meniscus forces — the tendency of water to rise in thin capillaries until the weight of the raised water column balances the capillary pressure (Weil & Brady, 2017; White, 2006). The height of rise is determined by the radius of the capillary pores (Jurín's equation):

$$h = \frac{2 \cdot \sigma \cdot \cos \alpha}{\rho \cdot g \cdot r}$$

where:

  • h — height of capillary rise, m;
  • σ — surface tension of water, N/m;
  • α — contact angle (for most mineral soils, close to 0);
  • ρ — density of water, kg/m³;
  • g — acceleration due to gravity, m/s²;
  • r — capillary radius, m.

Height and rate of capillary rise depending on soil texture (Mukha et al., 2003):

Soil texture Height of rise, m Rate of rise
Coarse sand < 0.5 High
Medium sand 0.5–0.8 High
Sandy loam 1.0–1.5 Medium
Silty sandy loam 1.5–2.0 Medium
Medium loam 2.5–3.0 Low
Heavy loam 3.0–3.5 Very low
Heavy clay 4.0–6.0 Very low
Loess 4.0–5.0 Very low

Important rule: the thinner the capillaries, the higher, but slower the water rises. In sandy soils, water rises quickly but to a small height; in clay soils, it rises slowly but to a significant height (Mukha et al., 2003; Weil & Brady, 2017).

Capillary rise has important agronomic significance:

  • With a shallow water table (less than 2–3 m), capillary rise can provide additional moistening of the root zone during dry periods;
  • However, if the groundwater is mineralized, capillary rise causes secondary soil salinization — salts accumulate in the upper horizons upon evaporation (Mukha et al., 2003; Weil & Brady, 2017);
  • Breaking capillaries (by harrowing, loosening) is one of the effective agronomic techniques for conserving soil moisture: by disrupting the continuous capillary connection, we prevent water from being drawn to the surface and evaporating.

Capillary-suspended and capillary-supported water are two states of capillary moisture. The first is formed by wetting from the surface and is held above a dry layer; the second rises from the groundwater table. There may be a dry layer between them if the height of capillary rise is insufficient for them to meet. If they do meet, a continuous capillary connection is created, and water begins to rise actively to the surface, which can lead to salinization (Mukha et al., 2003).

4.5. Redistribution in Layered Profiles (Capillary Barrier)

In natural and agrogenic conditions, the soil profile is often layered: horizons differ in texture and density. The behavior of water at layer boundaries follows important patterns (Weil & Brady, 2017; White, 2006).

Situation 1: wet fine-textured layer over dry fine-textured layer — water will move downward relatively freely, as the capillary properties of the layers are similar.

Situation 2: wet fine-textured layer (loam, clay) over dry coarse-textured layer (sand, gravel) — a capillary barrier arises (Weil & Brady, 2017). The issue is that the matric potential in fine pores is more negative (water is held more strongly) than in coarse pores. Therefore, water cannot pass from fine pores to coarse pores until a sufficiently high positive pressure (saturation of the overlying layer) is reached. As a result, water accumulates above the coarse-textured layer, creating a perched water table — a temporary or permanent saturation (Weil & Brady, 2017).

Practical implications of the capillary barrier:

  • A layer of gravel or sand in the soil profile can serve not as drainage, but as an impediment to downward water movement. This principle is used in the construction of turf profiles (sand layer over gravel) to maintain moisture in the root zone (Weil & Brady, 2017).
  • In natural conditions, layered deposits (e.g., loess over gravel) can create conditions for the formation of a perched water table and gleying in the upper part of the profile.
  • When designing drainage systems, it must be considered that backfilling drains with gravel can, conversely, slow down the entry of water from the fine-textured soil into the drain if positive pressure is not created.

Situation 3: wet coarse-textured layer over dry fine-textured layer — water moves downward relatively easily, as large pores do not create capillary resistance, and the fine-textured layer actively draws water in due to its high matric potential.

Thus, when analyzing redistribution in layered soils, it is necessary to consider not only the hydraulic conductivity of the layers but also the relationship of their capillary properties.

4.6. Redistribution During Evaporation (Upward Fluxes)

If evaporation occurs from the soil surface, the upper layer loses moisture, its matric potential becomes more negative, and a gradient directed upward is created. This causes upward redistribution — the pulling of moisture from deeper, wetter horizons to the surface (Marshall et al., 1996; Shukla, 2023).

During evaporation, two zones form in the profile (Shukla, 2023; Weil & Brady, 2017):

1. Drying zone (dry layer) — the upper part of the profile, where moisture content has dropped below the capillary break point. In this layer, capillary connection is disrupted, and water moves primarily in the vapor phase (slowly).

2. Capillary pull zone — below the dry layer, where capillary connection is still maintained, and water reaches the surface through capillaries.

The rate of upward redistribution is determined by two factors (White, 2006; Shukla, 2023):

  • Evaporation intensity (meteorological conditions);
  • Soil hydraulic conductivity at a given moisture content.

Under weak evaporation and high soil moisture, the upward flux can be significant and compensate for water losses. Under strong evaporation and low moisture, the upward flux quickly becomes limiting, and the surface layer dries out (Shukla, 2023).

It is important to note that even during evaporation, water can move upward from fairly deep horizons if the capillary connection is not broken. Therefore, the depth of the water table critically affects the potential for capillary contribution (Marshall et al., 1996).

4.7. Role of Macropores in Redistribution

In real field conditions, macropores (cracks, root and worm channels, inter- and intra-aggregate voids) significantly affect the nature of redistribution (Weil & Brady, 2017; Radcliffe & Šimůnek, 2012).

Water entering macropores can:

  • Move quickly downward to a significant depth, bypassing the main soil matrix (preferential flow);
  • Create localized wetting foci in deep horizons;
  • Accelerate the leaching of dissolved substances (salts, nitrates, pesticides) beyond the root zone.

During redistribution, macropores can either accelerate or slow down water movement depending on their orientation and connectivity. Horizontal macropores promote lateral redistribution, which is particularly important on slopes (Weil & Brady, 2017).

4.8. Practical Significance of Redistribution

Understanding redistribution processes is necessary for:

1. Predicting moisture reserves in the root zone. After rain or irrigation, water does not immediately become available to plants — it must redistribute within the profile. The depth and rate of wetting determine how effectively the moisture will be used.

2. Calculating irrigation rates and schedules. During irrigation, it is necessary to consider that part of the water will redistribute deeper, and not all of it remains in the active root zone. Therefore, the irrigation rate is calculated considering the wetting depth and the soil's water-holding capacity (Weil & Brady, 2017).

3. Assessing the risk of nutrient leaching (nitrates) and pesticides. Rapid redistribution through macropores can lead to their transport beyond the root zone and contamination of groundwater (Weil & Brady, 2017).

4. Designing drainage and irrigation systems. Understanding the directions and rates of redistribution helps in choosing drain depth, spacing, and irrigation water application schedules.

5. Combating soil salinization. If capillary rise brings mineralized water, it is necessary either to lower the groundwater table (drainage) or create a barrier to capillary rise (e.g., through deep tillage or application of organic materials) (Mukha et al., 2003; Weil & Brady, 2017).

Summary for Section 4

  • Redistribution is the movement of moisture within the soil profile after infiltration ceases, driven by matric and gravitational potential gradients.
  • During redistribution, zones of saturation, transmission, wetting front, and initial dry zone are distinguished in the profile.
  • The rate of wetting front advancement is proportional to \sqrt{t} — it slows down with time.
  • Capillary rise is the upward movement of water through capillaries, the height of which is determined by pore radius and texture.
  • In layered profiles, a capillary barrier — the retention of water above a coarse-textured layer — is possible.
  • Macropores create preferential flow, accelerating the downward movement of water and dissolved substances.
  • Managing redistribution underlies many agronomic and reclamation practices, from regulating the water regime to combating salinization.

5. Drainage

5.1. Definition and Purpose

Drainage is the removal of excess gravitational water from the soil to lower the water table, improve aeration of the root zone, and create optimal conditions for plant growth (Weil & Brady, 2017; Marshall et al., 1996).

In the context of our key question — how water comes, moves, is retained, and leaves the soil — drainage represents the forced removal of water that, for various reasons, cannot leave the soil naturally. It is a regulated process allowing the management of the water regime under conditions of excessive moisture.

The need for drainage arises when (Weil & Brady, 2017; Mukha et al., 2003):

  • Water stagnates in surface horizons after rains or snowmelt (poor surface runoff);
  • Groundwater rises close to the surface (less than 1–2 m), creating a zone of waterlogging in the root zone;
  • The soil becomes waterlogged as a result of irrigation without proper drainage, leading to secondary waterlogging and salinization;
  • A restrictive layer exists at a shallow depth, creating a perched water table — temporary or permanent saturation of the upper horizons.

Drainage is particularly important in regions with excessive moisture (humid zones), on floodplain and terrace lands, and on irrigated areas in arid and semi-arid regions, where it is a necessary reclamation measure (Mukha et al., 2003; Weil & Brady, 2017).

5.2. Types of Drainage

Depending on the method of water removal, two main types of drainage are distinguished: surface and subsurface (closed) (Weil & Brady, 2017; Marshall et al., 1996).

Surface Drainage

Surface drainage — removal of water from the soil surface using open ditches, channels, and land grading (creating slopes and leveling micro- and meso-depressions). This method is mainly applied on heavy clay soils with low permeability, where infiltration is slow, and on sites with a shallow restrictive layer, where subsurface drainage is less effective (Weil & Brady, 2017; Mukha et al., 2003).

Main elements of surface drainage:

  • Open ditches and channels — create pathways for water removal, collecting water from the surface and directing it to receiving waters (rivers, lakes, collectors). Ditches must have sufficient depth and slope for gravity flow.
  • Land grading — cutting high spots and filling depressions to eliminate closed depressions where water stagnates. Modern technologies use laser leveling for precise grading (Weil & Brady, 2017).
  • Ridge cultivation and mole drainage — creation of artificial micro-elevations (ridges) and channels to remove water from the surface layer.

Advantages of surface drainage: relatively low cost and ease of installation. Disadvantages: ditches occupy land area, hinder machinery movement, require regular maintenance (clearing vegetation and sediment), and if improperly designed, can cause erosion (Weil & Brady, 2017).

Subsurface (Closed) Drainage

Subsurface drainage — a system of drains (pipes, channels, or artificial passages) laid at a specific depth below the water table. Water enters the drains from the saturated soil layer and is conveyed away from the field (Marshall et al., 1996; Weil & Brady, 2017).

Main types of subsurface drainage:

1. Pipe drainage — the most common type. The following are used:

  • Clay (ceramic) tiles — a traditional material, short sections (30–50 cm) laid with gaps for water entry. Tiles are placed in a trench on a filter bed (gravel, crushed stone) to prevent clogging (Marshall et al., 1996).
  • Perforated plastic pipes — a modern material, flexible corrugated tubes with openings (slots), laid using specialized drain installers. Plastic pipes are cheaper, lighter, corrosion-resistant, and do not require gaps (Weil & Brady, 2017; Marshall et al., 1996).

2. Mole drainage — a system of artificial horizontal passages ("mole runs") created by a special implement (mole plow) in clay soils at a depth of 40–70 cm. The passages have a diameter of 5–10 cm and serve to drain water to a collector. Mole drainage is short-lived (2–5 years), as the walls of the passages gradually collapse, but it is very cheap and effective on heavy clay soils (Marshall et al., 1996; Weil & Brady, 2017).

3. Vertical drainage — drainage wells or boreholes penetrating through the restrictive layer and removing water from deep horizons. Used less frequently, mainly in the hydro-reclamation of large areas.

Subsurface drainage does not interfere with field operations, does not occupy surface area, but requires higher initial investment and precise design (Weil & Brady, 2017).

5.3. Principles of Drainage System Design

The main parameters of a drainage system — drain depth and spacing — are determined by several factors (Marshall et al., 1996; Weil & Brady, 2017):

  • Depth of the restrictive layer or water table;
  • Soil hydraulic conductivity (permeability);
  • Water input intensity (rainfall or irrigation rate);
  • Required depth of water table lowering for normal root development (usually 0.5–1.5 m from the surface);
  • Soil type, structure, and porosity.

For calculating drainage parameters, theoretical and semi-empirical formulas based on Darcy's law and flow theory are used. The most well-known formula for steady-state conditions is the Hooghoudt formula for the case where drains are laid on or above a restrictive layer (Marshall et al., 1996; Weil & Brady, 2017):

$$s^2 = \frac{8 \cdot K \cdot h \cdot (D + \bar{d})}{\nu}$$

where:

  • s — drain spacing, m;
  • K — soil hydraulic conductivity, m/day;
  • h — height of the water column above the drain level midway between drains (i.e., the maximum height of the water table), m;
  • D — depth of drains above the restrictive layer, m;
  • — equivalent depth, accounting for additional flow below the drain level;
  • ν — water input intensity (rainfall or irrigation minus evaporation), m/day.

In a simpler form for drains intercepting the restrictive layer (D = 0), the simplified formula is used (Marshall et al., 1996):

$$s^2 = \frac{4 \cdot K}{\nu} \cdot (h^2 - z_0^2)$$

where z0 is the water level in the drains (usually the depth to the drain bottom).

These formulas provide approximate values sufficient for practical design, as the accuracy of determining K and ν in the field is usually not high (Marshall et al., 1996).

When designing drainage, it is also necessary to consider:

  • Drain slope — ensuring gravity flow to the collector (usually 0.5–1%);
  • Pipe diameter — sufficient to carry the design flow without clogging;
  • Filter bed — to prevent fine soil particles from entering the drains and to improve water inflow (Marshall et al., 1996).

5.4. Environmental Aspects of Drainage

Drainage of excessively wet soils has several positive effects (Weil & Brady, 2017; Mukha et al., 2003):

1. Improved aeration of the root zone — increased oxygen content in the soil air, stimulating root respiration and aerobic microflora.

2. Accelerated spring soil warming — drained soils dry and warm up faster, allowing earlier field operations and extending the growing season.

3. Reduced toxicity of reduced iron and manganese forms — in waterlogged soils, toxic reduced forms (Fe2+, Mn2+) form; drainage promotes their oxidation.

4. Increased root depth — due to improved aeration and reduced mechanical resistance.

5. Reduced risk of lodging and root rot diseases.

6. Possibility of using heavy machinery at earlier dates.

However, drainage can also have negative environmental consequences (Weil & Brady, 2017; Mukha et al., 2003):

1. Loss of soil organic matter — accelerated humus mineralization under aerobic conditions leads to fertility degradation and CO2 emissions.

2. Land subsidence — especially on peat and organic soils, where organic matter mineralization causes surface settlement (up to 2–3 m over decades).

3. Increased leaching of nutrients (nitrates, phosphates) and pesticides into drainage waters and subsequently into rivers and lakes, contributing to eutrophication.

4. Destruction of wetlands — habitats for waterfowl, amphibians, and valuable plant species. Drainage of wetlands is considered one of the main causes of biodiversity loss (Weil & Brady, 2017).

5. Increased microclimate aridity in some cases, as evaporation and transpiration of moisture-loving plants decrease.

In this regard, modern practice recommends an integrated approach: drain only those lands where it is economically justified, with a mandatory assessment of environmental risks and compliance with legislation on wetland protection (Weil & Brady, 2017).

5.5. Drainage on Irrigated Lands

On irrigated lands, drainage is a mandatory element of the reclamation system. Without drainage, irrigation in arid and semi-arid regions inevitably leads to (Mukha et al., 2003; Weil & Brady, 2017):

  • Secondary waterlogging — rising water tables due to the continuous input of irrigation water, creating a waterlogged zone;
  • Secondary salinization — upward movement of mineralized groundwater to the surface and evaporation, accumulating salts in the root zone (see Section 7.3 on the effluent regime);
  • Reduced yields due to oxygen deficiency in the root zone.

Drainage on irrigated lands can be both surface (discharge of excess water through furrows) and subsurface (horizontal pipe drainage). Particularly important is a controlled drainage system, allowing water to be supplied back through the drains to the fields during dry periods (dual-purpose drainage), which enhances water use efficiency (Weil & Brady, 2017).

The design of drainage on irrigated areas considers not only the removal of excess water but also the maintenance of the salt balance — the amount of salts removed with drainage water must equal the amount entering with irrigation water (Mukha et al., 2003; Weil & Brady, 2017). To achieve this, it is essential to ensure sufficient leaching capacity of the drainage and to prevent an effluent regime.

5.6. Examples of Drainage Systems and Their Design Features

Pipe drainage with a collector — the most common system in temperate and tropical regions. Drains (plastic or clay tiles) are laid parallel to each other at a specified spacing (usually 5–30 m). Water from the drains flows into a collector pipe (larger diameter) and then into an open channel or receiving water body. Depth of installation — 0.8–1.5 m (Weil & Brady, 2017; Marshall et al., 1996).

Mole drainage — used on heavy clay soils where pipe installation is difficult or expensive. A mole plow creates passages with a diameter of 7–10 cm at a depth of 40–60 cm, sloping towards open collectors. Service life is 2–5 years, after which re-moling is required (Marshall et al., 1996).

Vertical drainage (wells) — used on sites with a deep restrictive layer where horizontal drainage is ineffective. Wells are drilled to the aquifer, and water is pumped out. An expensive and energy-intensive method, used where land value is high (Marshall et al., 1996).

5.7. Controlled Drainage (Water Management)

The modern concept of controlled drainage allows for managing the water table level depending on the growth stage and weather conditions (Weil & Brady, 2017). For this purpose, control structures (flashboards, gates) are installed on collectors, enabling:

  • During spring waterlogging — fully opening the drainage for rapid water level drawdown;
  • During active plant growth — maintaining the water table at an optimal depth (e.g., 0.8–1.2 m) to provide capillary contribution while avoiding waterlogging;
  • During dry periods — raising the water table or even supplying water back to the fields (subirrigation) (Weil & Brady, 2017).

Controlled drainage can significantly improve water use efficiency, reduce the transport of nitrates and other pollutants to water bodies, and conserve soil moisture between irrigations (Weil & Brady, 2017).

Summary for Section 5

  • Drainage is the removal of excess gravitational water to lower the water table and improve aeration.
  • Drainage is necessary under waterlogging conditions, with a shallow water table, on irrigated lands, and on restrictive layers.
  • Surface (open ditches, grading) and subsurface (pipe, mole) drainage are distinguished.
  • Drainage parameters (depth, spacing) are calculated using filtration theory formulas (e.g., Hooghoudt), considering hydraulic conductivity, water input rate, and required drawdown.
  • Drainage has positive effects (aeration, warming, root growth) but can also cause negative impacts: organic matter loss, subsidence, leaching of substances, destruction of wetlands.
  • On irrigated lands, drainage is mandatory for combating salinization and waterlogging.
  • Controlled drainage allows managing the water regime throughout the season.

6. Evaporation

6.1. Definition and Essence of the Process

Evaporation is the physical process of water transitioning from the liquid state to the vapor state, occurring from the soil surface, water bodies, and plant tissues (Weil & Brady, 2017; White, 2006). In soil science and agronomy, evaporation is considered one of the main pathways of water loss from the soil profile — the process by which the water cycle is completed at the local level.

In the context of our key question — how water comes, moves, is retained, and leaves the soil — evaporation represents the main mechanism of water loss from the soil to the atmosphere.

Evaporation is not only a physical but also an energy-consuming process. To transition 1 gram of water from liquid to vapor at 20 °C requires about 2.45 kJ of heat (latent heat of vaporization). This energy barrier is the main limiting factor for evaporation: as long as there is no heat supply, evaporation does not occur (Weil & Brady, 2017; White, 2006).

In the soil system, two components of evaporation are distinguished (Weil & Brady, 2017; Shukla, 2023):

1. Physical evaporation (E) — the direct transfer of moisture from the surface soil layer and water surfaces to the atmosphere.

2. Transpiration (T) — the evaporation of water by plants through the stomata of leaves, stems, and other organs. This is a physiological-biological process closely linked to photosynthesis and gas exchange.

Evapotranspiration (ET) — the total water loss from both processes: ET = E + T (Weil & Brady, 2017; White, 2006). This term is widely used in hydrology, agrometeorology, and reclamation to assess the water consumption of vegetation cover.

6.2. Driving Forces of Evaporation

Evaporation from the soil surface and plants is determined by three main driving forces (Weil & Brady, 2017; White, 2006; Shukla, 2023):

Energy Component (Solar Radiation)

Solar energy is the primary source of heat required for evaporation. Part of the incoming solar radiation is reflected from the surface (albedo), part is absorbed and converted into heat. This heat provides the energy for the latent heat of vaporization (Weil & Brady, 2017). The higher the intensity of solar radiation, the higher the potential evaporation rate, provided water is available.

In daily and seasonal cycles, evaporation correlates clearly with incoming solar energy: maximum occurs at midday, minimum at night; evaporation is significantly higher in summer than in winter (White, 2006; Weil & Brady, 2017).

Water Vapor Pressure Gradient

Water evaporates as long as the water vapor pressure above the evaporating surface is higher than in the atmosphere. The greater the difference between the partial pressure of water vapor at the surface and in the air layer above — the more intense the evaporation (White, 2006; Shukla, 2023).

This gradient is determined by:

  • Surface temperature — upon heating, the saturation vapor pressure increases (exponentially);
  • Relative humidity of the air — the drier the air, the greater the vapor pressure deficit, the higher the gradient and evaporation rate (Weil & Brady, 2017).

Wind Regime (Turbulent Transfer)

Wind removes the layer of air saturated with water vapor from the evaporating surface and brings in drier air masses, maintaining the gradient. The higher the wind speed, the more intense the turbulent exchange and the faster the evaporation (all other things being equal) (White, 2006; Shukla, 2023). However, at very high wind speeds, the effect may weaken due to surface cooling and a decrease in the temperature gradient.

These three factors are combined in the concept of evaporativity (potential evaporation) — the maximum evaporation rate under given meteorological conditions and unlimited water availability (Weil & Brady, 2017; White, 2006).

6.3. Stages of Evaporation from the Soil Surface

Evaporation from the soil surface without vegetation cover (or with partial cover) passes through three stages depending on conditions (Shukla, 2023; Weil & Brady, 2017; White, 2006).

Stage I — Potential (Energy-Controlled) Evaporation

The surface soil layer is wet, and water reaches it from deeper horizons in sufficient quantity to compensate for losses. The evaporation rate is determined by meteorological conditions: solar radiation, temperature, vapor pressure deficit, wind speed.

At this stage, E = E_p (potential evaporation rate). The duration of this stage varies from a few hours to 2–3 days depending on soil type, moisture, and weather. In well-aggregated structures, this stage can be longer, as macropores facilitate the rapid supply of water to the surface (Shukla, 2023; Weil & Brady, 2017).

Stage II — Falling Rate (Soil-Controlled Evaporation)

As the surface layer dries, water begins to reach it more slowly than it evaporates. A dry surface layer forms, whose hydraulic conductivity drops sharply. Now, the evaporation rate is limited not by atmospheric conditions but by the soil's ability to supply water — its hydraulic conductivity in the unsaturated state (Shukla, 2023; Weil & Brady, 2017).

At this stage, E < Ep, and the evaporation rate gradually decreases over time. The dry layer acts as a self-mulch — it reduces further moisture losses (Weil & Brady, 2017). The transition from Stage I to Stage II is usually quite sharp.

For the mathematical description of Stage II, the following dependence is often used (Shukla, 2023; White, 2006):

$$E(t) = E_p \quad \text{for } 0 < t < t_a$$
$$E(t) = c \cdot (t - t_a)^{-0.5} \quad \text{for } t > t_a$$

where ta is the time when Stage I ends, and c is an empirical coefficient depending on soil properties (hydraulic conductivity, water-holding capacity).

Stage III — Slow (Diffusion) Evaporation

The dry layer thickens, and the capillary connection between the surface and the wetter lower horizons is completely broken. Liquid water in the upper part of the profile is practically absent. Evaporation occurs mainly through diffusion of water vapor through air-filled pores from the wetter layers to the surface (Shukla, 2023; Weil & Brady, 2017).

The evaporation rate at this stage is very low, almost constant, and is mainly determined by the temperature gradient and the diffusivity of the soil (Marshall et al., 1996). This stage can last for many days and weeks, but moisture losses during this period are usually small (Shukla, 2023).

Thus, the main part of moisture loss occurs during the first two stages (especially Stage I). Therefore, agronomic techniques aimed at shortening the duration of Stage I (mulching, tillage, shading the surface) are the most effective for reducing unproductive evaporation (Weil & Brady, 2017; Mukha et al., 2003).

6.4. Evaporation from a Free Water Surface and Evapotranspiration

For comparison and assessment of potential evaporation, evaporation from an open water surface (E₀) is used. It is measured using evaporation pans (Class A pan) — standard water-filled containers placed in an open location (Weil & Brady, 2017; White, 2006). These pans provide an integrated assessment of the atmosphere's evaporative demand, as water is always available.

Potential evapotranspiration (PET) — the evaporation rate from a fully wet vegetated surface when water does not limit the process. PET is estimated from meteorological data using various empirical and physical models (e.g., the Penman-Monteith equation, Thornthwaite method) (Weil & Brady, 2017; White, 2006). PET is usually 0.6–0.8 of the evaporation from an open water surface (for herbaceous vegetation, the coefficient is about 0.65–0.85).

Actual evapotranspiration (AET) — the actual rate of moisture loss from a specific vegetation cover on a specific soil. It is always less than or equal to PET (under sufficient wetting, it is close to it; during drought, significantly less) (Weil & Brady, 2017; White, 2006). The difference PET – AET is called the moisture deficit — a key indicator of the aridity of conditions and the intensity of plant water stress.

6.5. Transpiration and Its Features

Transpiration is the evaporation of water by plants through stomata, regulated by physiological mechanisms. Unlike physical evaporation, transpiration is a biological process, closely linked to photosynthesis, gas exchange, and osmotic pressure in cells (Weil & Brady, 2017; White, 2006).

Main features of transpiration:

  • Transpiration provides cooling for plants (evaporation from leaf surfaces lowers their temperature), which is critical in hot weather.
  • It creates a transpiration stream of water and minerals from roots to leaves, essential for plant life.
  • The transpiration rate is regulated by stomatal opening and closing, depending on the plant's water status, light intensity, and CO2 concentration in the air (Weil & Brady, 2017).
  • Under water stress (lack of soil moisture), plants close their stomata, reducing transpiration, but this simultaneously limits photosynthesis and growth.

Transpiration coefficient — the amount of water (in grams) consumed by a plant to accumulate 1 g of dry matter. It varies among different crops (Mukha et al., 2003):

Crop Transpiration coefficient
Wheat, rye 300–600
Corn 250–400
Rice 400–900
Alfalfa 500–900
Sorghum, millet 150–300
Grapevine 300–600

The lower the transpiration coefficient, the more efficiently the plant uses water to produce organic matter.

6.6. Factors Affecting Actual Evaporation

Meteorological Factors

  • Solar radiation — the main source of energy, determines the potential evaporation rate (Weil & Brady, 2017).
  • Air and soil temperature — increasing temperature raises saturation vapor pressure and the gradient, accelerating evaporation.
  • Air humidity — low relative humidity creates a high vapor pressure deficit, stimulating evaporation.
  • Wind — turbulent exchange enhances evaporation, especially at Stage I.
  • Cloud cover — reduces solar radiation, decreasing evaporation.

Soil Factors

  • Texture — sandy soils dry out quickly on the surface; their evaporation quickly transitions to Stage II. Clay soils, especially with developed cracking, can retain moisture in the upper layer longer and have a longer Stage I (Shukla, 2023).
  • Structure — aggregated soils have better capillary connectivity and higher unsaturated hydraulic conductivity, increasing the duration of Stage I evaporation.
  • Presence of vegetation cover — plants shade the surface, reducing soil heating and physical evaporation, but they actively transpire water. The resulting effect (ET) is usually higher than E on bare soil (Weil & Brady, 2017).
  • Depth to water table — with a shallow water table, capillary rise can maintain high moisture in the surface layer, significantly enhancing evaporation (White, 2006).
  • Organic matter content — increases water-holding capacity and structure, which can slow the transition to Stage II.

Plant Factors

  • Leaf area index (LAI) — the larger the leaf area, the higher the transpiration, especially under sufficient moisture.
  • Growth stage — young plants with small leaf surface transpire little; during flowering and fruiting, transpiration is maximal (Weil & Brady, 2017).
  • Plant water status — under moisture deficit, stomata close, and transpiration decreases.
  • Photosynthetic type (C3, C4, CAM) — C4 plants (corn, sorghum, sugarcane) have higher water use efficiency; their transpiration coefficient is lower (White, 2006).

6.7. Managing Evaporation in Agronomy

To improve water use efficiency in agriculture, it is necessary to aim for increasing the share of transpiration (T) in total evapotranspiration (ET) and reducing unproductive physical evaporation (E) from the soil surface (Weil & Brady, 2017; Mukha et al., 2003).

Main techniques:

1. Mulching — covering the surface with organic (straw, sawdust, crop residues) or synthetic materials. Mulch creates a barrier to vapor diffusion, reduces surface heating, and reduces physical evaporation by 30–50% or more. Organic mulch also improves soil structure (Weil & Brady, 2017; Mukha et al., 2003).

2. Harrowing and loosening the top layer — breaking capillaries in the surface layer reduces the upward flow of water from lower horizons and, consequently, evaporation. This is a classic "dry irrigation" technique, particularly effective in the steppe zone (Mukha et al., 2003).

3. Use of shade-providing crops (green manures, cover crops) — plants shade the soil surface, reducing its heating and physical evaporation. However, it must be considered that they also consume water through transpiration, so their use must be balanced (Weil & Brady, 2017).

4. Selecting crops with high water use efficiency — C4 plants and drought-resistant varieties have lower transpiration coefficients.

5. Optimizing plant density — sparser stands increase soil evaporation; too dense stands intensify competition for water and can cause water stress.

6. Regulating irrigation (drip irrigation, sprinkler) — modern systems allow water to be applied directly to the root zone, minimizing physical evaporation and deep percolation losses (Weil & Brady, 2017).

7. Shelterbelts — reduce wind speed near the ground, decreasing turbulent exchange and physical evaporation (Mukha et al., 2003).

6.8. Evaporation Under Shallow Water Table Conditions

With a shallow water table (less than 2–3 m), capillary rise can maintain a continuous supply of water to the surface, making evaporation intense and prolonged (White, 2006; Weil & Brady, 2017). Under such conditions, evaporation can persist at Stage I for many days, especially in hot weather. This leads to:

  • Significant water losses from the soil profile (up to several mm per day);
  • Secondary salinization, if the groundwater is mineralized — salts are drawn to the surface and accumulate upon evaporation (White, 2006; Weil & Brady, 2017).

Therefore, on such lands, drainage is necessary to remove excess water and lower the water table to a safe depth (usually > 2 m), along with periodic leaching to remove salts.

Summary for Section 6

  • Evaporation is the transition of water from liquid to vapor, the main mechanism of water loss from the soil.
  • Driving forces of evaporation: energy (solar radiation), water vapor pressure gradient, and wind transfer.
  • Three stages of evaporation are distinguished: potential (energy-controlled), falling (soil-controlled), and slow (diffusion). Major moisture loss occurs during the first stage.
  • Evapotranspiration (ET) = physical evaporation (E) + transpiration (T). Potential evapotranspiration (PET) is the maximum possible under given meteorological conditions; actual (AET) is the real rate, limited by water availability.
  • Transpiration is a physiological process providing plant cooling and substance transport.
  • Managing evaporation is a critical agronomic task for improving water use efficiency: mulching, tillage, regulating plant density, crop selection, irrigation.
  • With a shallow water table, evaporation can be intense and lead to salinization, thus requiring drainage.

7. Types of Soil Water Regime

7.1. Definition and Classification Principles

The soil water regime is understood as the totality of processes of water input, movement, retention, and expenditure in the soil, recurring regularly over time and determining the moisture content of the soil profile (Mukha et al., 2003; Weil & Brady, 2017). The type of water regime is a qualitative characteristic reflecting the predominant direction and intensity of moisture turnover in the soil over a year or a multi-year period.

The classification of water regime types is based on the ratio of two key indicators (Mukha et al., 2003; Weil & Brady, 2017):

1. Annual atmospheric precipitation (P) — the amount of water reaching the soil surface;

2. Annual evaporativity (E₀) — the maximum possible evaporation from an open water surface under given climatic conditions (determined by temperature, humidity, wind, and radiation balance).

The ratio P to E₀ determines whether the soil profile will be regularly leached by downward water flows, remain in a state of equilibrium, or experience a moisture deficit with a predominance of upward flows (Mukha et al., 2003; Weil & Brady, 2017).

Additional factors influencing the type of water regime include (Mukha et al., 2003; White, 2006):

  • Depth and mineralization of groundwater;
  • Soil water-holding capacity and permeability;
  • Presence of restrictive layers in the profile;
  • Topography (slope processes, moisture accumulation in depressions);
  • Nature of vegetation cover;
  • Anthropogenic impact (irrigation, drainage, agronomy).

7.2. Leaching Type of Water Regime

The leaching type of water regime is characteristic of territories where annual precipitation exceeds evaporativity (P > E₀) (Mukha et al., 2003; Weil & Brady, 2017).

Main Characteristics

  • Dominance of downward water flows in the soil strata;
  • Through-leaching — water penetrates the entire soil profile, reaching the groundwater table and causing its replenishment (groundwater recharge) (Mukha et al., 2003);
  • Intensive leaching — mobile compounds (salts, carbonates, some clay minerals, organic acids) are removed from the upper horizons and accumulate in the lower ones or are removed from the profile (Weil & Brady, 2017);
  • Absence of accumulation of readily soluble salts in the upper horizons — the profile is leached of salts;
  • Characterized by the presence of eluvial (leached, light-colored) and illuvial (accumulative) horizons.

Geographic Distribution

The leaching type of water regime predominates in (Mukha et al., 2003; Weil & Brady, 2017):

  • Taiga-forest zone (podzolic, sod-podzolic soils);
  • Humid subtropical and tropical zones (red soils, yellow soils, ferrallitic, allitic soils);
  • Mountainous regions with abundant precipitation;
  • Tundra zone (in combination with permafrost processes).

Soil-Forming Processes

The leaching regime contributes to the formation of soils characterized by (Mukha et al., 2003; Weil & Brady, 2017):

  • Podzolization — destruction of silicate minerals and removal of weathering products as colloidal particles and organic acids;
  • Eluvial-illuvial differentiation — a clear separation of the profile into a light-colored eluvial (A₂, E) and a brown, compacted illuvial (B) horizon;
  • Acidic reaction (pH 4.0–5.5) due to the leaching of bases;
  • Low natural fertility (poverty in nutrients) with high potential upon fertilization.

Agronomic Features

  • Soils require liming (neutralization of acidity);
  • Need fertilizer application (especially phosphorus and potassium);
  • Under intensive agriculture, nitrogen losses (nitrate leaching) are possible, requiring split application of nitrogen fertilizers;
  • Drainage is necessary on waterlogged areas (under excessive moisture conditions).

7.3. Non-Leaching Type of Water Regime

The non-leaching type of water regime is characteristic of territories where annual evaporativity exceeds precipitation (P < E₀) (Mukha et al., 2003; Weil & Brady, 2017).

Main Characteristics

  • Atmospheric moisture does not reach the groundwater table — between the active moisture exchange zone (root zone) and the groundwater, there remains a "dead" horizon with moisture content close to the wilting point (White, 2006; Weil & Brady, 2017);
  • Wetting depth is limited: in Chernozems of the steppe — up to 4 m, in Brown and Gray-Brown soils of semi-deserts and deserts — up to 1 m (Mukha et al., 2003);
  • In the annual cycle, upward moisture fluxes (capillary pull) predominate during dry periods;
  • Carbonates, gypsum, and readily soluble salts are not leached from the profile but accumulate as carbonate, gypsum, or saline horizons (Weil & Brady, 2017; White, 2006).

Geographic Distribution

The non-leaching type of water regime predominates in (Mukha et al., 2003; Weil & Brady, 2017):

  • Steppe zone (ordinary and southern Chernozems);
  • Dry-steppe zone (Chestnut and Dark Chestnut soils);
  • Semi-deserts and deserts (Brown, Gray-Brown soils, Gray soils).

Soil-Forming Processes

The non-leaching regime contributes to the formation of soils with (Mukha et al., 2003; Weil & Brady, 2017):

  • Humus accumulation in the upper horizon (thick humus horizon in Chernozems);
  • Carbonate profile — the presence of calcium carbonates in the form of pseudomycelium, white-eye nodules, concretions (carbonate horizon);
  • Neutral or slightly alkaline reaction (pH 6.5–8.0);
  • High natural fertility (rich in nutrients) under sufficient moisture supply.

Agronomic Features

  • The main limiting factor is moisture deficit, requiring accumulation and conservation of moisture (snow retention, tillage, mulching);
  • High risk of wind and water erosion if vegetation cover is disturbed;
  • Possible secondary salinization with irrigation without drainage;
  • For sustainable agriculture, irrigation is required;
  • Due to high fertility (Chernozems), they produce high yields under irrigation or in favorable rainfall years.

7.4. Periodically Leaching Type of Water Regime

The periodically leaching type of water regime occupies an intermediate position between the leaching and non-leaching types (Mukha et al., 2003; Weil & Brady, 2017).

Main Characteristics

  • Annual precipitation and evaporativity are approximately equal (P ≈ E₀);
  • Alternation of wet and dry years (or seasons) causes alternation of leaching and non-leaching regimes;
  • Through-leaching occurs not every year, but periodically — once every few years or more often (in particularly wet years) (Mukha et al., 2003);
  • In years with a leaching regime — leaching of some salts and carbonates; in dry years — their accumulation.

Geographic Distribution

The periodically leaching type is characteristic of (Mukha et al., 2003; Weil & Brady, 2017):

  • Forest-steppe zone (Gray Forest soils, Podzolized Chernozems, Leached Chernozems);
  • Transitional zones between forest and steppe regions.

Soil-Forming Processes

Soils with characteristics of both leaching and non-leaching regimes form (Mukha et al., 2003; Weil & Brady, 2017):

  • Gray Forest soils — have a podzolized horizon (weak leaching) but retain carbonates in the lower part of the profile;
  • Leached Chernozems — the carbonate horizon lies deeper than in ordinary Chernozems but is present in the profile;
  • Podzolized Chernozems — a combination of a thick humus horizon with signs of podzolization in the upper part.

Agronomic Features

  • The most favorable for agriculture type of regime: nutrient accumulation combined with moderate leaching (White, 2006);
  • Soils have high fertility (Chernozem and Gray Forest types);
  • Agronomy accounting for climatic variability is required — in dry years, moisture conservation measures; in wet years, measures to prevent waterlogging and leaching.

7.5. Effluent (Exudative) Type of Water Regime

The effluent type of water regime develops under non-leaching conditions but with a shallow water table (usually mineralized) (Mukha et al., 2003; Weil & Brady, 2017; White, 2006).

Main Characteristics

  • Dominance of upward water flows through capillaries from groundwater to the surface;
  • Intensive evaporation from the surface, leading to water loss and salt accumulation (White, 2006; Weil & Brady, 2017);
  • In the annual cycle — continuous pull of water to the surface, especially during dry and hot periods;
  • Groundwater is often mineralized, worsening salinization.

Geographic Distribution

The effluent type is characteristic of (Mukha et al., 2003; Weil & Brady, 2017):

  • Semi-deserts and deserts (with a shallow water table);
  • River deltas (lower reaches of the Volga, Amu Darya, Nile, etc.);
  • Irrigated areas in arid regions (in the absence of drainage);
  • Coastal and lake lowlands (especially under arid climates).

Soil-Forming Processes

The effluent regime leads to the formation of soils with (Mukha et al., 2003; Weil & Brady, 2017):

  • Salinization — accumulation of readily soluble salts (chlorides, sulfates, soda) in the upper horizons (Solonchaks);
  • Solonetzization — accumulation of sodium in the soil exchange complex (Solonetz), deteriorating physical properties (colloid dispersion, reduced permeability, crust formation);
  • Alkaline reaction (pH 8.0–10.0 and above);
  • Low fertility due to salt toxicity and poor physical properties.

Agronomic Features

  • Soils are poorly suitable for agriculture without reclamation;
  • Development requires leaching (salt removal) and drainage (to remove leachate and lower the water table) (Weil & Brady, 2017);
  • During leaching, it is important to prevent secondary salinization by maintaining drainage;
  • Salt-tolerant crops are grown (cotton, sugar beet, barley, sorghum, rice under leaching conditions).

7.6. Permafrost Type of Water Regime

The permafrost type of water regime is characteristic of territories with permafrost (Mukha et al., 2003; Weil & Brady, 2017).

Main Characteristics

  • The frozen layer acts as a restrictive layer at a shallow depth;
  • Above the permafrost, a seasonally thawing "active" layer forms, which becomes saturated with water during the warm period but cannot drain downward due to the restrictive layer (Weil & Brady, 2017);
  • Upward flows predominate in the active layer during active snowmelt and rain periods;
  • Gleying of the upper part of the profile is characteristic due to waterlogging and oxygen deficiency.

Geographic Distribution

The permafrost type is characteristic of (Mukha et al., 2003):

  • Tundra zone;
  • Taiga zone of Eastern Siberia and the Far East;
  • High mountains (alpine belt);
  • Polar and subpolar regions (northern Canada, Alaska, Greenland, Antarctica).

Soil-Forming Processes

The permafrost regime contributes to the formation of soils with (Mukha et al., 2003; Weil & Brady, 2017):

  • Gleyic horizons — bluish, bluish-gray colors indicating reducing conditions;
  • Peaty horizons (in tundra) — due to slow organic matter decomposition in cold conditions;
  • Cryogenic structure formation (polygonal cracks, patterned ground);
  • Acidic reaction (pH 4.0–5.5) due to slow weathering and accumulation of organic acids.

Agronomic Features

  • Soils are poorly suitable for agriculture due to low temperatures, waterlogging, and a short growing season;
  • Drainage may be used to improve aeration, but with caution regarding the risk of subsidence upon permafrost thawing;
  • Special agronomy is required (ridge cultivation, narrow beds for warming and aeration);
  • Main use is pastoral livestock farming; on a limited scale — vegetable growing during the short growing season.

7.7. Irrigated Type of Water Regime

The irrigated type of water regime forms on artificially irrigated lands (Mukha et al., 2003; Weil & Brady, 2017).

Main Characteristics

  • The water regime is unstable and is determined not only by climate but also by the irrigation schedule;
  • Can be leaching (under abundant irrigation, especially during leaching periods), non-leaching (under limited irrigation), or effluent (when irrigating with mineralized water without drainage) (Mukha et al., 2003);
  • Characterized by alternation of downward and upward water fluxes depending on the growth stage and irrigation schedule;
  • An artificial water balance is created, where irrigation water is the main input component.

Geographic Distribution

The irrigated type is characteristic of (Weil & Brady, 2017; Mukha et al., 2003):

  • Arid and semi-arid regions (Central Asia, the Middle East, the southern US, northern China, India, Australia);
  • Zones of insufficient moisture where agriculture is unprofitable without irrigation;
  • Areas of intensive vegetable growing, fruit growing, cotton growing, rice growing.

Soil-Forming Processes

The irrigated regime can lead to (Mukha et al., 2003; Weil & Brady, 2017):

  • Humus accumulation (with systematic organic matter application and a favorable water regime);
  • Leaching (under a leaching regime) or, conversely, salinization (under an effluent regime);
  • Compaction of the upper layers due to the impact of irrigation water and machinery;
  • Secondary solonetzization (when using mineralized water);
  • Changes in soil physical properties (increased density, decreased permeability).

Agronomic Features

  • A scientifically based irrigation regime (rates, timing, methods) is required;
  • Drainage is mandatory for removing excess water and preventing salinization (Weil & Brady, 2017);
  • Monitoring the quality of irrigation water (mineralization, salt content) is necessary;
  • Agronomic practices for improving soil structure and permeability are applied (organic matter application, gypsum application, deep tillage).

7.8. Relationship Between Water Regime Types and Soil-Forming Processes

Summarizing, the following relationship can be identified between water regime types and dominant soil-forming processes (Mukha et al., 2003; Weil & Brady, 2017):

Water regime type Dominant process Characteristic soils
Leaching Leaching, podzolization Podzolic, sod-podzolic, red soils, ferrallitic
Periodically leaching Moderate leaching, humus accumulation Gray Forest, Podzolized and Leached Chernozems
Non-leaching Carbonate accumulation, humus accumulation Chernozems (ordinary, southern), Chestnut
Effluent Salinization, solonetzization Solonchaks, Solonetz, Solonetzic soils
Permafrost Gleying, cryogenesis, peat accumulation Tundra, permafrost-taiga, gleyic
Irrigated Transformation of natural regime, salinization/leaching Irrigated soils of various types

Summary for Section 7

  • The type of water regime is a qualitative characteristic determined by the ratio of water input and output and the predominant direction of water flows in the soil.
  • Main types: leaching, periodically leaching, non-leaching, effluent, permafrost, irrigated.
  • Leaching type — P > E₀, dominance of downward flows, leaching, formation of podzolic and lateritic soils.
  • Non-leaching type — P < E₀, predominance of upward flows, accumulation of carbonates and salts, formation of Chernozems, Chestnut soils.
  • Periodically leaching — P ≈ E₀, alternating regimes, transitional soils (Gray Forest, Leached Chernozems).
  • Effluent — shallow mineralized groundwater, intensive evaporation, salinization and solonetzization.
  • Permafrost — permafrost as a restrictive layer, gleying, cryogenic processes.
  • Irrigated — artificial regime on irrigated lands, requiring control and drainage.
  • The type of water regime determines the direction of soil formation, agronomic properties, and the need for reclamation measures.

8. Formation of Soil Moisture Reserves

8.1. Definition and Essence of the Process

Formation of soil moisture reserves is the process of accumulation and retention of water in the soil profile in a form available to plants, ensuring their life activity between wetting events (Mukha et al., 2003; Weil & Brady, 2017).

In the context of our key question — how water comes, moves, is retained, and leaves the soil — the formation of moisture reserves represents the result of the interaction of all the previously discussed processes: infiltration, redistribution, retention, and losses. It is the final indicator that determines plant water supply and agricultural efficiency.

The formation of moisture reserves is a dynamic process depending on:

  • The volume of incoming water (precipitation, irrigation);
  • The soil's ability to retain water against gravity (water-holding capacity);
  • Wetting depth (depends on permeability and initial moisture);
  • The intensity of losses to evaporation and deep percolation;
  • Seasonal and weather conditions.

It is important to understand that not all water entering the soil becomes available moisture reserve. Part is lost to physical evaporation, part moves to deep horizons (beyond the root zone), and part remains in forms unavailable to plants (hygroscopic, chemically bound). The productive reserve is only the portion of moisture between field capacity and the permanent wilting point (Mukha et al., 2003; Weil & Brady, 2017).

8.2. Factors Determining the Formation of Moisture Reserves

Climatic Factors

Atmospheric precipitation — the main source of water input. Not only the annual total is important but also (Mukha et al., 2003; Weil & Brady, 2017):

  • Seasonal distribution — precipitation during the growing season is crucial for yield formation; winter precipitation (snow) creates spring moisture reserves;
  • Intensity — heavy rainfall often contributes significantly to surface runoff and little to moisture reserves; drizzly rain is more effective for wetting the soil;
  • Duration — prolonged rains ensure deep wetting and groundwater recharge.

Evaporativity — determines moisture losses. Under high evaporativity (hot, dry, windy climate), even significant precipitation may not create stable moisture reserves due to rapid evaporation (Weil & Brady, 2017; White, 2006).

Snow cover and its melting — in regions with cold winters, snow serves as a moisture accumulator. The depth of the snow cover, snow density, and melting rate determine the volume of spring moisture recharge (Mukha et al., 2003).

Soil Factors

Texture — determines water-holding capacity and permeability (Mukha et al., 2003; Weil & Brady, 2017):

Soil Field capacity (FC), % Wilting point (PWP), % Productive moisture, %
Sand 5–10 2–4 3–8
Sandy loam 10–15 4–6 6–10
Loam 20–30 8–12 12–20
Clay 30–40 15–20 15–25

Sandy soils have low water-holding capacity — moisture reserves are small; clayey and loamy soils can accumulate significant reserves, but some of the water is held unavailable to plants (Weil & Brady, 2017).

Soil profile thickness — the deeper the soil, the greater the potential volume for moisture storage. Soils on thick loose deposits (loess, alluvium) can accumulate moisture reserves to a depth of 2–4 m or more (Mukha et al., 2003).

Organic matter content — humus increases soil water-holding capacity (2–3 times higher than the mineral part). Organic matter also improves structure, increasing permeability and promoting deeper wetting (Weil & Brady, 2017).

Presence of restrictive layers — a restrictive layer (clay, marl, fragipan, permafrost) limits the wetting depth and can contribute to the formation of a perched water table — local saturation above the restrictive layer (Weil & Brady, 2017; White, 2006).

Depth to water table — with a shallow water table (less than 2–3 m), groundwater can replenish the root zone through capillary rise, forming a stable moisture reserve (White, 2006; Mukha et al., 2003).

Biological and Anthropogenic Factors

Vegetation cover — plants reduce physical evaporation by shading the surface, but themselves consume water through transpiration. Forest litter and grass cover contribute to moisture conservation by reducing runoff and evaporation (Weil & Brady, 2017).

Anthropogenic impact — irrigation, drainage, agronomic practices (tillage, organic fertilizer application, snow retention) can significantly alter natural moisture reserves (Mukha et al., 2003; Weil & Brady, 2017).

8.3. Natural Sources of Moisture Reserve Replenishment

Atmospheric Precipitation

Rainfall — the main source in most regions. It replenishes moisture reserves directly during the growing season. For effective replenishment, intensity is important: prolonged drizzly rains are optimal, as most of the water has time to infiltrate (Weil & Brady, 2017).

Snowpack and meltwater — in regions with stable snow cover, winter precipitation accumulates as snow, and in spring, upon melting, forms the spring moisture recharge. The wetting depth after snowmelt can reach 1–2 m or more. The efficiency of using meltwater depends on the snowmelt rate and the soil condition (frozen or thawed). If the soil is frozen, meltwater does not infiltrate and runs off (Weil & Brady, 2017).

Groundwater

With a shallow water table (less than 2–3 m), groundwater can be an additional source of moisture reserve replenishment in the root zone through capillary rise (White, 2006; Weil & Brady, 2017).

The depth from which capillary rise is possible depends on texture (Mukha et al., 2003; Weil & Brady, 2017):

Soil Maximum height of capillary rise, m
Coarse sand < 0.5
Medium sand 0.5–0.8
Sandy loam 1.0–1.5
Loam 2.5–3.5
Clay 4.0–6.0

With a shallow water table, the root zone is continuously supplied, which is particularly important during dry periods. However, as noted earlier, if the groundwater is mineralized, this can lead to salinization (Weil & Brady, 2017).

Condensation of Water Vapor

Under conditions of significant daily temperature fluctuations (especially in deserts and semi-deserts), water vapor from the soil air can condense in the upper soil layer, replenishing moisture reserves. Although the amount of such moisture is usually small (up to 1–2 mm per night), for some ecosystems (e.g., crustose lichens, some desert plants), it can be significant (White, 2006; Weil & Brady, 2017).

8.4. Agronomic Practices for Moisture Accumulation and Conservation

Managing the formation of moisture reserves is a critical task in agronomy, especially in zones with unstable or insufficient moisture. The set of practices aims to (Mukha et al., 2003; Weil & Brady, 2017):

1. Increase water input into the soil;

2. Reduce losses from evaporation and runoff;

3. Optimize water distribution within the profile.

Snow Retention and Snowmelt Regulation

Snow retention — creating artificial barriers for snow (strips of tall-stemmed plants, snow banks, shelterbelts) to prevent snow drifting and increase its accumulation on fields (Mukha et al., 2003; Weil & Brady, 2017).

Effectiveness of snow retention:

  • Increases snow cover depth by 20–50% or more;
  • Allows accumulation of an additional 30–60 mm (or more) of water as moisture reserves;
  • Protects winter crops from freezing;
  • Slows down snowmelt, increasing infiltration time and reducing runoff.

Regulation of meltwater runoff — creating furrows, banks, pits, intermittent harrowing to retain meltwater on fields. Applied on sloping lands where runoff is particularly high (Mukha et al., 2003).

Surface Loosening (Harrowing)

Harrowing — loosening the top layer of soil (2–5 cm) to break capillaries. This classic "dry irrigation" technique allows:

  • Reducing evaporation of moisture from the underlying horizons;
  • Creating a layer of dry mulch from fine aggregates that prevents further evaporation;
  • Improving permeability for subsequent rainfall (by eliminating the soil crust) (Mukha et al., 2003; Weil & Brady, 2017).

Harrowing is effective when the soil moisture is close to field capacity, where capillary connection is still maintained but is disrupted after loosening.

Mulching

Mulching — covering the surface with organic or synthetic materials (Weil & Brady, 2017).

Types of mulch:

  • Organic mulch — straw, hay, crop residues, sawdust, compost, bark. Creates a barrier to vapor diffusion, reduces surface heating, suppresses weed growth, enriches the soil with organic matter upon decomposition.
  • Synthetic mulch — polyethylene film, agrotextile, paper. Completely prevents evaporation but does not provide organic matter and may disrupt gas exchange.

Effectiveness of mulching:

  • Reduction of evaporation by 30–60% or more;
  • Increase in soil moisture by 10–20% (absolute) compared to the open surface;
  • Increase in productive moisture reserves by 20–40 mm.

Soil Tillage and Creating Optimal Structure

Deep tillage (plowing, chiseling, ripping) — increases permeability, promotes deeper wetting and moisture accumulation in the lower horizons (Mukha et al., 2003; Weil & Brady, 2017).

Creating agronomically valuable structure — aggregated, cloddy soils have better physical properties: high permeability, good water-holding capacity, resistance to compaction. This is facilitated by (Weil & Brady, 2017):

  • Application of organic fertilizers (manure, compost, green manure);
  • Optimal tillage timing (at moisture close to field capacity);
  • Minimum tillage (leaving crop residues on the surface).

Shelterbelts

Shelterbelts perform several functions that contribute to moisture accumulation (Mukha et al., 2003; Weil & Brady, 2017):

  • Reduce wind speed near the surface, decreasing evaporation;
  • Promote more even snow distribution across fields;
  • Trap snow, increasing snow cover depth;
  • Reduce the risk of wind erosion, preserving the fertile topsoil.

Irrigation

Irrigation — artificial replenishment of moisture reserves, allowing soil moisture to be maintained at an optimal level throughout the growing season (Weil & Brady, 2017; Mukha et al., 2003).

Irrigation methods and their efficiency:

Irrigation method Water use efficiency, % Features
Surface (flooding, furrow) 40–60% Simple, cheap, but high losses to evaporation and deep percolation
Sprinkler 60–75% Moderate cost, uniform wetting, but losses to wind drift and evaporation
Drip (micro-irrigation) 80–95% High efficiency, minimal losses, but expensive and requires expertise

The most efficient irrigation systems (drip, micro-irrigation) allow water to be applied directly to the root zone, significantly reducing unproductive losses to physical evaporation and deep percolation (Weil & Brady, 2017).

8.5. Quantitative Assessment of Moisture Reserves

Calculation of Total and Productive Moisture Reserves

Total water storage (TWS) for a soil layer of thickness H is determined by the formula (Mukha et al., 2003):

$$TWS = \sum_{i=1}^{n} (W_i \cdot \rho_{bi} \cdot h_i) \quad \text{(m³/ha)}$$

or for conversion to mm of water column:

$$TWS_{\text{mm}} = TWS \cdot 0,1 \quad \text{(mm)}$$

where:

  • Wi — horizon moisture content (in % of dry soil mass);
  • ρbi — horizon bulk density, g/cm³;
  • hi — horizon thickness, cm.

Productive (available) water storage (PWS) is calculated as the difference between total storage and the storage of unavailable moisture (at the permanent wilting point) (Mukha et al., 2003):

$$PWS = TWS - S_{PWP}$$
$$S_{PWP} = \sum_{i=1}^{n} (PWP_i \cdot \rho_{bi} \cdot h_i) \cdot 0,1 \quad \text{(mm)}$$

where PWPi is the permanent wilting point moisture for the respective horizon.

Assessment of Productive Moisture Reserves

For agronomic practice, scales for assessing productive moisture reserves have been developed (Mukha et al., 2003):

For the 0–20 cm layer:

Moisture storage, mm Assessment
> 40 Good
40–20 Satisfactory
< 20 Unsatisfactory

For the 0–100 cm layer:

Moisture storage, mm Assessment
> 160 Very good
160–130 Good
130–90 Satisfactory
90–60 Poor
< 60 Very poor

These scales are particularly important for early spring (before field operations begin) and at the end of summer (for assessing winter crop development conditions and planning reclamation measures) (Mukha et al., 2003).

Dynamics of Moisture Reserves During the Year

Under natural conditions, soil moisture reserves are subject to seasonal fluctuations (Mukha et al., 2003; Weil & Brady, 2017):

  • Spring (after snowmelt) — maximum reserves, especially in the upper horizons (spring moisture recharge);
  • Early summer — gradual decrease due to evaporation and transpiration;
  • Mid-summer — minimum reserves (in dry years, close to the wilting point);
  • Autumn — partial recovery of reserves due to precipitation (autumn moisture accumulation).

In irrigated agrocenoses, the dynamics of moisture reserves are determined by the irrigation schedule: reserves are periodically replenished to field capacity and then decrease to a predetermined level (e.g., to 60–70% of FC) before the next irrigation (Weil & Brady, 2017).

8.6. Relationship Between Moisture Reserves and Plant Productivity

Productive moisture reserves in the soil are one of the main factors determining yield. Even with sufficient nutrients and favorable temperatures, moisture deficit limits plant growth and development (Mukha et al., 2003; Weil & Brady, 2017).

Main patterns:

  • Water stress occurs when moisture reserves in the root zone fall below 50–60% of field capacity (White, 2006);
  • When reserves fall below 30% of FC, most crops stop active growth, photosynthesis decreases, and stomata close (Weil & Brady, 2017);
  • When the wilting point is reached, plants lose turgor, and the recovery process after irrigation or rainfall can take several days (White, 2006).

Critical periods of water consumption for different crops (Mukha et al., 2003):

Crop Critical period Significance
Wheat, barley Tillering—heading Most sensitive to moisture deficit
Corn Flowering—grain filling Moisture deficit sharply reduces yield
Potato Budding—flowering Affects tuber number and weight
Sugar beet Root intensive growth Affects root mass and sugar content
Grapevine Shoot growth—berry ripening Moisture deficit reduces yield and quality

Therefore, managing moisture reserves is the basis for obtaining stable and high yields. This is achieved through a set of measures: from selecting drought-resistant varieties and optimizing plant density to using irrigation and agronomic practices for moisture accumulation and conservation (Weil & Brady, 2017; Mukha et al., 2003).

Summary for Section 8

  • Formation of moisture reserves — the process of accumulation and retention of water in the soil, determining plant water supply.
  • Moisture reserves depend on climate (precipitation, evaporativity), soil properties (water-holding capacity, thickness, texture), groundwater depth, and vegetation cover.
  • Total moisture storage — all water in the profile; productive storage — water between field capacity and the wilting point (available to plants).
  • Natural sources of replenishment: atmospheric precipitation, snowpack, groundwater (if shallow), condensation of water vapor.
  • Agronomic practices: snow retention, regulation of meltwater runoff, harrowing, mulching, structure creation, shelterbelts, irrigation.
  • Assessment of moisture reserves is carried out using generally accepted scales (for the 0–20 and 0–100 cm layers) and serves as the basis for decisions on field operation timing, irrigation rates, and reclamation measures.
  • Productive moisture reserves determine potential yield, especially during critical phases of plant development.

Conclusion

We have examined all the main processes that constitute the soil water regime — from water input (infiltration) to its losses (evaporation, runoff, drainage), including internal redistribution and the formation of moisture reserves. The types of water regime that determine soil-forming processes and agronomic soil properties were identified.

Key conclusions of the entire lecture:

1. Water balance and water regime are two interrelated but different characteristics: the first is quantitative (how much water), the second is qualitative-dynamic (how water behaves over time).

2. Water in the soil exists in several forms, differing in availability to plants and mobility. The main source of plant water supply is capillary water.

3. Infiltration is the first stage of water entering the soil. Its rate depends on soil properties, rainfall intensity, and initial moisture content.

4. Redistribution is the movement of water within the profile after infiltration ceases, determining the distribution of moisture among horizons and its availability to roots.

5. Drainage — removal of excess gravitational water to improve aeration. Necessary on waterlogged and irrigated lands.

6. Evaporation — the main mechanism of moisture loss. Evapotranspiration includes physical evaporation and plant transpiration. Managing evaporation is the basis for improving water use efficiency.

7. The type of water regime is determined by the ratio of precipitation and evaporativity, as well as the depth of the water table. It determines the direction of soil formation and the agronomic properties of soils.

8. Formation of moisture reserves is the final result of all processes, determining plant water supply and potential yield.

Understanding the patterns of the water regime is essential for developing scientifically based farming systems, land reclamation, and soil resource protection.

References

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